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World Conference on Science
Budapest, Hungary - 26 June - 1 July 1999.
UNESCO - ICSU
Science for the Twenty-First Century
A New Commitment
Background Document, version 4.0
Paul Hoyningen-Huene, Marcel Weber, and Eric Oberheim
Centre for Philosophy and Ethics of Science, University of Hanover, Germany
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1.1 The nature
of science

Science is a systematic means of obtaining knowledge about the
world. One of the basic facts underlying this endeavour is the observation that
the world exhibits order. This observation seems to be shared by all cultures.
An important step in understanding the order of the natural world consists in
systematically describing its phenomena. Of the innumerable and endlessly
variable phenomena, some exhibit their own order and can be classified into
groups. Modern science, which originated in the 17th century, tends to depict
this order in a special way, namely by positing laws of nature. Laws of nature
are general regularities that hold between classes of events. Such regularities
form the basis of scientific predictions and scientific explanations and are an
essential part of scientific theories. Even those theories which scientists
refer to as 'models' posit regularities of some sort or another. Thus, one of
the core activities of science consists in the classification of events and the
discovery of general regularities among such events in order to explain them
and to predict their behaviour.
Many scientific explanations are reductionist; that is, an
explanation of the behaviour of a system is sought in terms of its components
and the laws governing their behaviour. This is why the scientific approach has
often been called analytic. In a reductionist research strategy, systems are
analysed into their components, their configurations, and their interactions in
order to understand the system as a whole. Such strategies are a very powerful
systematic means of directing research. Even when reductive explanations are
unsuccessful, they usually lead to interesting results and foster some
knowledge of the systems in question. Whether or not this reductionist approach
can always be completely successful is a controversial questions. There may be
systems whose behaviour cannot be fully understood in terms of their component
parts in principle (see section 1.3).
Human beings are prone to error, prejudice and superstition.
However, human beings are also capable of learning from error, and science
employs systematic means to do so. Thus, science is not only systematic in
displaying orderly structures of nature, but also in how it establishes
knowledge claims and improves their precision. A large variety of critical
methods designed to locate and contain different kinds of errors have been
developed. As science is a human endeavour, it cannot entirely eliminate error,
but it can minimise the probability of errors and evaluate their magnitudes.
In order to produce knowledge, science employs a curious mix of
speculative and critical elements. The speculative element is necessary in
order to find general regularities because they are not easy to identify and
cannot simply be read off the phenomena themselves. To explain observed
regularities, science often posits barely observable or even outright
unobservable entities. At first, their very existence may even be highly
dubious. Well-known examples of such initially speculative entities are atoms
and genes. Such entities, and the properties attributed to them, must then
demonstrate their existence either by revealing themselves indirectly in a
broad variety of different phenomena, or by becoming observable through the
development of new means of observation.
Since antiquity, the unaided observation of phenomena has been
one means of making discoveries and controlling theoretical knowledge claims.
But modern science has invented additional means to these ends, such as
increasingly powerful instruments which mediate observation. Moreover, not only
can science provide the human senses with artificial aides, but it has also
discovered means of observation for which we lack sense organs altogether. A
classical example is radio waves, which allow astronomers to explore the depths
of outer space. The other principal means of knowledge acquisition is the
scientific experiment. While all cultures have used some sort of
experimentation, or 'trial and error' procedure, for improving their
technologies, the systematic use of experiments for the acquisition of
theoretical knowledge is a fundamental novel aspect of modern science. Roughly,
experiments can be classified into two classes. First, the so-called
'explorative' experiments discover novel kinds of phenomena or hitherto unknown
connections between different phenomena. In this way, they can suggest new
avenues for further empirical and theoretical investigation. Second,
experiments are used to test specific hypotheses about general regularities.
For example, by systematically varying the different factors influencing the
behaviour of a given system, and recording the system's response, experimenters
are capable of distinguishing between genuine causal relations and mere
correlations.
For several centuries, there has been a general belief in the
existence of a specific scientific method which ensures the reliability and
excellency of scientific knowledge. This idea dates back to some of the
pioneers of modern science such as René Descartes and Isaac Newton. They
suggested that scientific knowledge could only be gained by adherence to a set
of absolutely binding rules, later dubbed 'The Scientific Method'. Since the
late 19th century, however, a different picture of the advancement of science
has emerged. This new account is mainly based on detailed historical research
into scientific research processes. According to this new picture, science
proceeds from the knowledge that it has already produced. In particular,
eminent solutions to research problems function as exemplars for the
identification and solution of other problems. Thus, in many cases, the
advancement of science can be seen as a self-amplifying process in which
existing knowledge forms the basis for new knowledge. In each particular field,
continuous research traditions typically emerge. But the productive potential
of some body of knowledge to guide a research tradition may eventually exhaust
itself, and fundamental changes may be necessary in order to secure further
progress. These changes take place in scientific revolutions when a
fundamentally new point of view is generated which can transform the conceptual
foundations of a discipline. Most notably, chemistry, biology and physics have
seen such revolutionary transformations in the 18th, 19th, and 20th centuries
respectively. In this new picture of science, the reliability of scientific
knowledge is guaranteed by the precise focus and depth of research. If there is
a hidden mismatch between nature and the theories underlying research, this
mismatch will reveal itself in the research process. Eventually this will
necessitate substantial corrective changes in the theories involved. In this
way, the research process itself is capable of detecting and locating errors in
the theory-nature fit.
The public character of scientific knowledge and its in-built
mechanisms of self-correction and expansion distinguish science from most
traditional forms of knowledge. Many cultures have developed highly
sophisticated systems of knowledge, especially in astronomy, natural products,
medicine, and mathematics, to mention just a few. But traditional knowledge has
often been restricted; for instance to the leaders of certain religious elites,
making broad dissemination of this knowledge impossible. More importantly,
there does not seem to have been a systematic mechanism for effectively
checking the reliability of knowledge and securing its growth into new areas.
These undoubtedly unique qualities of scientific knowledge should not lead to
an uncritical dismissal of traditional knowledge. In some areas, especially in
medicine, there are still stocks of traditional knowledge not yet understood or
even considered by science, but which nevertheless remain extremely useful,
especially with regard to practical application. For many cultures, much
traditional and popular knowledge has been and continues to be essential to
survival. Furthermore, it should not be forgotten that traditional knowledge
has contributed to the very development of modern science and an interaction
between the two can be productive for all parties. However this does not
warrant the conclusion that we could do without science, as some anti-science
movements suggest. All countries can ignore science only at their own peril. It
can be an important weapon in our fight against ignorance, poverty,
superstition, and diseases and should be recognised as such.
The growth of science over the last 400 years displays an
amazing increase in diversity. Even a very rough classification of the sciences
specifies several hundred different special disciplines. The advantage of
specialisation is obvious: it makes in-depth knowledge of a particular domain
of phenomena possible. However, there are also some disadvantages of
specialisation. The more the fragmentation into specialities and
sub-specialities of science progresses, the more difficult communication
between these specialities becomes. And as much research into urgent problems
has to draw on resources from different disciplines and sub-disciplines, the
fragmentation of science can inhibit progress. Fragmentation also creates
communication problems between science and the public.
However, there are two main tendencies in scientific development
which counteract the tendency toward ever-increasing diversity. The first
tendency is the development of increasingly comprehensive theories - physics
and biology provide telling examples. Seemingly disparate fields of science
become connected by these very general theories. Thus, over and above the
increase in diversity among scientific fields, a conceptually unifying net of
theories tends to develop. A second unifying tendency of modern science is the
internally driven inter-disciplinary research that leads to a growing overlap
in the fundamental sciences such as biology, chemistry, and physics. Especially
in research in molecular science, this inter-disciplinary overlap is clearly
visible. New knowledge gained about as yet unknown molecular mechanisms will
strongly influence the future of health research, the environmental sciences,
and research on novel materials, all of which will continue to have a deep
impact on society.
1.2 The universal value of
fundamental science

For the most part, there are two different sources of the
problems that science tackles. One source is science itself. Because of its
systematic character (see section 1.1), science generates
its own questions, both with respect to content and with respect to method. The
attempt to explain some phenomena systematically, to establish knowledge claims
systematically, and to improve their precision within their domain - each of
these generates certain questions that must be addressed. This is the domain of
what is called fundamental (or basic) science. Fundamental science can be
summed up as the generation of new knowledge. It tackles questions that are
generated by the science system itself. The developmental dynamics of
fundamental science is thus mainly driven from within science. This process
depends on various resources and can be influenced by them
(see section 2.3). In particular, new technological resources like
better experimental apparatus, measuring instruments with higher resolution, or
faster computers can make intrinsically interesting problems accessible which
were previously out of reach, thus opening up new frontiers for research.
By contrast, the other important source of scientific problems
is the social environment, or some subsystems of it, in which scientific
research finds itself. Any given society has many problems to solve, be it on a
national or an international level. For many of these attempted solutions,
society turns to science. Obviously, some of these problems may be tackled with
the scientific resources already at hand. In these cases, the term 'applied
science' is fully adequate. By applied science, we simply mean the use of
already existing scientific knowledge which is sufficient for solving a given
problem. Here, there is often a smooth, but often time consuming and costly,
transition between applied science and the commercial development of new
products.
At this point, the following questions arise: why should society
finance fundamental science? Isn't fundamental science simply a playground for
scientists that is otherwise useless for society? Don't we have enough pressing
problems that well-educated people like scientists should be trying to tackle
without wasting time and resources on fundamental problems largely driven by
the scientist's curiosity? Or, to put it more directly, isn't fundamental
science a waste of money that even the industrialised countries, let alone the
less developed countries, can no longer afford? Aren't those politicians who
tend to cut expenses for fundamental science in times of low public budgets on
the right track?
In spite of these reservations, there are some compelling
reasons why fundamental science is imperative for both the industrialised and
less developed countries. First of all, the knowledge needed to solve many of
the most pressing problems the world faces does not yet exist. Thus, certain
societal needs and desires directly trigger fundamental science. In the 20th
century, questions posed to science by society have led to new areas of
research and ground-breaking discoveries. And even though the questions are
generated from outside of the scientific arena, they do trigger fundamental
scientific research. In other words, scientific problems arising as a result of
societal needs can lead to research that is focused on the discovery of novel
knowledge in a certain domain. The first large-scale example of this was
probably the development of the atomic bomb, but research on cancer, nuclear
fusion, novel materials and various environmental problems exemplify the same
pattern. It is quite likely (and will even be necessary) that the proportion of
fundamental research driven by societal needs will increase in the future
(see section 2.5). This is because, on a finite Earth with an
increasing population, increasingly complex problems are arising which do not
fall under the rubric of any particular science. Again, environmental problems
provide a host of telling examples. In these circumstances, the know-how to
solve these problems cannot simply be drawn from a well-established discipline
and then applied to the particular set of problems at issue. Rather, it will be
necessary to consult several disciplines, each of which is inadequate by
itself. This must include co-operation and contributions from the social
sciences. Interdisciplinary co-operation can lead to new solutions, and in this
way new interdisciplinary approaches are continually evolving.
Second, apart from this problem-induced form of fundamental
research, a case can be made for supporting curiosity-driven fundamental
research, in which the application of results to real world problems is not the
primary intention, and may not even be foreseeable. First of all, fundamental
science simply stimulates the human creative potential. But the real reason why
fundamental science is invaluable is found in the countless examples drawn from
the history of science in which knowledge produced for its own sake later
resulted in socially invaluable technological potential. The isolation of
penicillin, for example, was the result of years of basic research into the
nature of mould which at first did not appear to have any practical benefits or
economic applications at all. Quantum mechanics, to take another example, is a
physical theory that was invented because physicists saw various flaws in its
predecessor, Newtonian physics, especially because the theory could not explain
why normal matter is fairly stable and does not collapse into nothingness. For
the lay person, the stability of a stone is a trivial fact of experience which
does not need an explanation. It is simply taken for granted. At first glance,
scientists who consider this fundamental question seem to be wasting their
time. But in fact, this seemingly innocuous and irrelevant question led to
innumerable technological applications in material science. Some of these
applications have dramatically changed our world, most notably the invention of
the transistor. Another striking example of the development of a powerful new
technology that arose out of an attempt to answer a basic scientific question
is the discovery of restriction enzymes. This discovery opened up the
possibility of applying molecular genetic analysis and introducing specific
genetic changes to any kind of organisms (see section 1).
Genetic engineering is now widely recognised as a key technology for the
pharmaceutical and biotechnology industries, as well as an indispensable
research tool in almost all of the life sciences. Or consider a whole
discipline like botany. Strictly speaking, botany is a fundamental science
concerned with investigating the nature of plants. Many aspects of botany,
however, have direct importance for human welfare and development. Such fields
as forestry and horticulture are closely tied to fundamental botanical studies
and others, such as pharmacology and agronomy, still depend on basic botanical
knowledge. Thus, in the long run, the possibility of solving problems by
scientific means depends on the existence of fundamental theories, methods, and
insights that are provided by fundamental scientific research alone. But we
should not overlook the fact that the transition of fundamental science to
technology is far from automatic. Additional intellectual and institutional
means are necessary in order to put the fruits of fundamental research to
sustainable practical use.
Thus, with respect to the potential benefits, fundamental
research can be seen as a long-term investment. As an investment, fundamental
science has the unusual feature that the potential benefits of research are
often unforeseeable. A large part of research in fundamental science may never
yield any economic returns, but when fundamental science does turn out to be
economically rewarding, the benefits can be immense. This element of
unpredictability in the economic returns of fundamental science makes
goal-directed action and priority-setting complicated and difficult
(see section 2.3). The reason for this unpredictability lies in the
very nature of fundamental science itself. It arises because fundamental
science is mainly aimed at gaining novel knowledge in some field, whereas
applied science is oriented towards a goal and tends to work with phenomena
which are already well-known. No research foresight strategy can completely
eliminate this unpredictability. However, it is clear that this kind of
investment must be supported mainly by institutions which have a special
responsibility for the long-term prospects of global society. That is why
applied science supported by industry is often subsidised by short-term
investments directed at very specific product- or service-oriented goals.
Market proximity and profitability is affecting research and development
financed by the private sector.
Third, scientific knowledge gained through fundamental science
is often needed for long-term purposes which have no immediate economic
returns. This holds especially for the use of fundamental science in long-term
planning, both on a national and an international scale. It is important for
governments and inter-governmental panels to be aware of long-term prospects
such as climate change or demographic tendencies, which may include a large
range of projected consequences in such areas as the health-care system,
insurance policies, etc. Again, this holds for all countries, independently of
their degree of industrialisation. Hypotheses on these issues must often be
based on data collected over long periods of time. This is especially obvious
in the case of extrapolation on climatic trends, such as estimates of the
prospects of global warming or occurrences of global phenomena like El Niño,
which may in turn have consequences for public health, such as an increase in
the rate of diseases like malaria.
Fourth, it is extremely important to note that not all of the
benefits of fundamental science come in the form of economically exploitable
discoveries. A considerable share of fundamental scientific research is done by
young people today, in particular by graduate and post-doctoral students. Some
of these young scientists will pursue academic careers. But others will seek
employment in industry or in government positions in order to work in research
and development, in laboratories providing different kinds of services such as
food quality control, medical testing, policy decisions, etc. In other words,
society needs scientific experts in all kinds of positions outside fundamental
scientific research. But fundamental scientific research is clearly the best
form of training for scientific experts. This is due to the fact that it is
providing those engaged in it with a sound understanding of state-of-the-art
scientific theories, the technical skills needed, as well as the systematic
approach required in many areas of the workplace and other societal activities.
Thus, fundamental research has an important educational role, which is
frequently underestimated. This point will be taken up again in Section 1.5.
Lastly, the cultural aspect of fundamental science should not be
overlooked. Science can provide us with an extremely rich picture of our world,
from its most minute details right up to the largest objects in the universe.
All cultures have developed a desire to know the world in which they live, and
science is a particularly strong method of fulfilling this desire. Fundamental
science is imperative for every nation, industrialised and industrialising
alike.
1.3 The scientific approach to
complex systems
'Complexity' designates a set of loosely connected scientific
ideas having to do with the phenomenon that certain systems exhibit, in spite
of being governed by relatively simple laws, a number of unexpected properties.
An offshoot of the theory of dynamical systems, complexity has become a subject
of considerable scientific interest over the last few decades. Parts of it have
become widely known under the fashionable rubric of chaos theory. This shift in
focus towards complexity is not so much a consequence of some dramatic new
discovery or revolutionary development, since certain essential details have
been known for quite some time. Instead, it was primarily the result of
advances in computer technology which have allowed scientists to address
previously intractable problems. Nevertheless, whether this shift towards
complexity constitutes some sort of scientific revolution is controversial.
Complexity research claims a high degree of generality: it is
supposed to apply to extremely heterogeneous areas. The unifying idea that
binds these heterogeneous areas is that of a complex system. Complex systems
typically show different patterns of behaviour than simple systems. Research
into complex systems can only meaningfully begin once the simple systems (i.e.
parts of complex systems) are more or less understood. There are several areas
of science where simple systems were indeed deciphered in the course of the
first half of the 20th century. Interest then moved on to more complicated
systems. There are several source of such a general idea of a complex system.
The first source was the research into dynamical systems in the
context of classical mechanics that started as early as the end of the 19th
century. The solar system exemplifies such a dynamical system. The solar system
appears to be fairly simple because the planets look as if they would revolve
around the sun forever. Yet, mathematical research has shown that it is far
from clear that the revolution of planets around the sun will indeed go on
forever. For instance, it is quite imaginable that one of the planets gains so
much energy from the other planets that it leaves the solar system altogether,
leaving the others in states of lower energy such that they circle the sun in
lower orbits. The question that results is whether the solar system is stable
or not.
A second source of complexity research is computer science and
this in a two-fold sense. Computers are the primary tool used for complexity
research. For instance, for dynamical systems, exact solutions are hardly ever
obtained. This is the reason why the field lay mostly dormant for about half a
century. Most of the insights of complexity thinking are gained through the use
of computer models of the most diverse kinds. Computer models represent a given
situation by abstracting from everything that does not seem relevant to those
aspects of the system's behaviour one is interested in studying. Thus, seen as
naturalistic representations of a given system, computer models appear as gross
misrepresentations. Still, in successful models this does not prevent them from
mimicking exactly the relevant dynamical aspects. For instance, in the very
active field of artificial life research, most characteristics of the real
physiological set-up of actual animals is completely ignored. Only a few traits
reminiscent of real animals, like the production of offspring or certain
rudimentary forms of locomotion or predation, enter the picture. If they are
cleverly chosen, they prove sufficient to mimic certain aspects of the dynamics
of a population of real animals. For instance, in a computer model that
simulates a population with replication, mutation, and competition among
individuals, spontaneous emergence of parasites may occur along with some new
phenomena these parasites might generate.
Computer science stimulates complexity research in a second
sense. Computations themselves provide a comparatively perspicuous model for
the distinction between the simple and the complex, which is at the core of
complexity research. Still, it should be recognised that there is no definition
of the central notion of complexity that is both wide enough to cover all of
the paradigm cases, and narrow enough to exclude trivialities. Further sources
of complexity research include cybernetics, information theory, the theories of
automata, of autopoiesis, and of molecular self-organisation, as well as
systems theory, non-equilibrium thermodynamics, and synergetics.
The area of complexity research emerging from these various
sources attempts to be a new, unified way of contemplating nature, human social
behaviour, life, and the universe itself. It is an interdisciplinary approach
fuelled by sophisticated mathematics, mathematical modelling, and computer
simulation. It is inspired by observations that have been made on complex
systems in the most diverse fields: meteorology, climate research, ecology,
economics, physics, embryology, computer networks, and many more. These systems
exhibit behaviour that is strikingly different from that of more simple
systems. Typically, the behaviour of complex systems cannot be guessed or
calculated on the basis of knowledge of their parts and their composition in
the system. In fact, the components of the system interact in a way which
severely limits predictability. The limits to predictability come in degrees.
Some of these limits can (and will) be overcome by greater computing power and
better algorithms. Some limits are of a deeper nature, but could be overcome if
we had unlimited computing power and exact calculations. But some limits are of
an absolute nature and could not be overcome by any possible means. Thus,
complex systems exhibit so-called emergent properties and laws. In other words,
they exhibit properties and laws shown only by systems of that degree of
complexity that come as a surprise given the knowledge of the system's
components and their composition. Complexity research is, therefore, seen by
many of its proponents as anti-reductionist (see section 1.1),
since new levels with new laws emerge which could not have been predicted by
the analytic procedures characteristic of reductionistic research strategies.
One of the key processes responsible for the surprising
behaviour of complex systems is self-organisation. This is the emergence of an
orderly behaviour of some or all components of the system; in other words, some
co-ordination among them. The crucial point is that this co-ordination is not
brought about by some force or influence acting on the system as a whole, but
by the interaction of the components which leads to this collective effect
under certain circumstances. Self-organisation is a paradigm case for the
development of order out of disorder. Typically, the emergence of new order
happens in systems that are neither too orderly (like crystals), nor too
disorderly (like turbulent fluids). Metaphorically speaking, it happens in
systems 'on the edge of chaos'.
As a result of self-organisation, complex systems may exhibit
spontaneous transitions into new states without apparent macroscopic causes.
The reason for this is either that minuscule outside influences may bring about
huge effects, or that the system's intrinsic instability drives it in some
direction. Of particular interest are complex adaptive systems that occur in
various sciences such as economics (for example the economy of a certain
region), ecology (the ecosystem of a pond), biology (the immune or nervous
system of an organism, the development of an embryo), and artificial
intelligence (computer networks), to name just a few. These systems adapt to
changes in their environment in an often extremely surprising way. In these
cases, the idea of complexity research is that there must be some general
common principles governing this sort of adaptive behaviour.
One of the most intriguing features of complexity is the fact
that very complex behavioural patterns of a system can be generated by the
rather simple mathematical rules the system follows. Many dynamical models
begin by replacing the continuous flow of time by a set of equidistant points
in time. The system's behaviour is then modelled as a series of discrete
states. This series is generated through the repetitive application of a fairly
simple rule starting with some initial state. Even if that rule is fairly
simple, extremely complex and surprising behavioural patterns which do not seem
to be built into the design of the rule can result. Typically, these
transformation rules are non-linear. Non-linearity is a precise mathematical
concept that can be explained as follows. A system is linear if that system's
behaviour can somehow be described by a proportion. For instance, if a system's
response to a disturbance is linear, then the response will increase with an
increase in the disturbance and it will decrease with a decrease in the
disturbance. If a behaviour over time is linearly dependent on its initial
conditions, then small changes of the initial conditions will result in small
changes of the system's behaviour over time. In non-linear systems, these
properties that make the behaviour of linear systems easy to predict do not
hold. Small changes may have disproportionally huge effects. The so-called
butterfly effect catches this point nicely. Due to the extreme non-linearity of
the global weather system, the disturbance caused by a single butterfly in
Africa could result in a tornado in North America thirty days later. Thus, the
properties of complex systems mentioned above, such as unpredictability, the
emergence of new properties and laws, and self-organisation, are all related to
the non-linearity of those systems.
Sometimes, highly enthusiastic pronouncements about complexity
research are heard. It has been claimed that complexity even offers an entirely
new world view which has the potential to settle some large issues; for
example, how did the world become so complicated? Why is there so much order
and structure in a world with so much instability? Why does innovation seem to
thrive at the boundary separating order and disorder? It remains to be seen
whether these promises will be fulfilled.
1.4 International
co-operation in science
Science is a social enterprise dependent on communication and
co-operation among scientists. Communication has a two-fold function in
science. It is necessary both in order to avoid wasteful duplications of
research efforts (this is accomplished through the quick dissemination of
research results), and to ensure that systematic criticisms of any claim to
scientific knowledge can be made through independent evaluation. Science's
specific claim to knowledge includes its objectivity, and objectivity implies
intersubjectivity. This means that the validity of the results of scientific
research should be independent of factors such as gender, ethnicity, age, and
nationality, as well as any other distinguishing characteristics of the
researchers involved. Thus, according to the nature of science, there should
not be any national barriers which hinder the dissemination of research results
and their critical evaluation. Furthermore, because the properties of the
systems and objects which are studied by many different fields are of a
universal nature, such as properties of matter, principles of life, etc., the
world-wide exchange of data, knowledge, and ideas is to the advantage of
researchers around the world.
As a matter of fact, few enterprises in the world are as
thoroughly internationalised as science. In many scientific disciplines, the
leading laboratories and institutions are scattered over different parts of the
world, but they exchange personnel, ideas, and research materials. There are
innumerable international science organisations, including international
field-specific unions of scientists, which unite national science
organisations. These international unions share an umbrella organisation, ICSU
(International Council for Science), together with official national
representatives. Research results are published in a growing number of
international journals. In most institutions, the credentials of scientists are
judged according to how well their work is represented in such journals.
Scientific consensus, where it exists, transcends any national, cultural, or
continental borders. Where it doesn't exist, the lack of consensus usually has
nothing to do with national mentalities or cultural differences, at least not
for the last 50 years or so. But even earlier, there are many known cases of
scientists trying to collaborate with colleagues in an enemy state during a
state of war. Science allows people from very different cultural backgrounds to
communicate and share ideas in the interests of the common good.
Another reason for the international co-operation in science
which has steadily continued to develop over the last few decades is simply the
sheer size of many large-scale projects. The size and expense of these projects
has made it simply quite unfeasible for many nations to maintain scientific
research activities in a growing number of fields; unfeasible, that is, unless
they enter into co-operative arrangements for the construction and operation of
expensive scientific facilities. Perhaps the most well-known example of such
co-operation is the planning and construction of the international space
station. But right here on Earth, high-energy particle accelerators, the human
genome project, and many forms of global environmental research are all
examples of enormous projects which require international co-ordination and
co-operation.
The most important reasons for international co-operation have
been recognised over the last 20 years. The detrimental effects of human
activities have become so widespread and intensive that they are affecting the
environment on a global scale. Such changes in atmospheric composition, in land
cover, and in the oceans, as well as related climate changes and diminishing
biodiversity are now beyond dispute and are collected under the rubric 'global
environmental change' or 'global change'. Understanding and addressing global
change requires a truly international scientific effort of unprecedented
co-operation and interdisciplinarity. In response to this challenge, UNESCO and
ICSU have sponsored or co-sponsored the World Climate Research Programme
(WCRP), DIVERSITAS, a programme on biodiversity science, the International
Geosphere-Biosphere Programme: a Study of Global Change (IGBP), and HDP, a
programme that addresses the Human Dimensions of Global Environmental Change,
to name just a few. Moreover, these programmes co-operate where suitable,
especially in the interfaces between the natural and the social sciences. There
have also been many international co-operative conventions, mainly as a
response to global environmental degradation. These include the Montreal
Protocol on Substances that Deplete the Ozone Layer (1987), the Basel
Convention on the Transboundary Movement of Hazardous Wastes and Disposal
(1992), conventions on Biological Diversity (1992), Climate Change (1992), and
Desertification (1994), again to name just a few.
All nations share a vital interest in monitoring global change,
and they also have much to contribute to the common understanding of the Earth
system. Satellites can scan the globe, but much of the information needed by
researchers must be obtained locally from the land or the oceans. Whilst
laboratories, data banks, and computers produce impressive analyses, local
observations and insights are needed to bring theses analyses to life. Only
studies focused on regional and local conditions can adequately assess the real
implications of global environmental changes on a global scale. For instance,
the Global Change System for Analysis, Research and Training (START),
co-sponsored by ICSU and UNESCO (among others), is the international scientific
community's response to the need for research on regional environmental change.
START promotes interdisciplinary research at a regional level by developing
research networks. The purpose of these networks is to assess regional impact
and to provide regionally important information. The START initiative also
helps build endogenous capacities in the developing regions of the world so
that they can participate effectively in the various scientific projects of the
global change research programmes. Thus, regional research networks are
instrumental in mobilising resources to augment existing scientific
capabilities and infrastructure - something of particular importance for
developing countries because the developing countries influence global change
and are especially sensitive to it. Further objectives of START are the
enhancement of communication between researchers and the strengthening of data
and information-system capabilities supporting the regional research networks.
The growing need for international collaboration and the novel
characteristics of many of these enterprises raise several policy issues which
deserve careful consideration. First of all, it is important to recognise that
international co-operation on fundamental scientific research projects has not
grown proportionately with the internationalisation of emerging science and
technology issues facing the global community today. Nor has international
co-operation increased proportionately with the spread of scientific competence
and the advent of new information and communication technologies. Given the
large incentives and potential benefits that large-scale collaboration can
provide, why isn't there more international collaboration in scientific and
technological research? How can the potential for free riding be reduced
without jeopardising knowledge distribution? Who will take the initiative and
who will manage participation in international projects involving sovereign
countries?
Because nearly all scientific research is still funded,
organised, and implemented at the national level, international co-operation
presents a major challenge to the global community. In order to help build
coherent efforts out of basically national research projects, the international
programmes have adopted a 'value-adding' approach aimed at knitting together
the contributions from individual projects in order to address larger issues.
This includes building consensus on research priorities and plans, and
co-ordinating the use of expensive infrastructure in order to achieve
effectiveness and resource efficiency. In addition, this approach supports the
creation and development of international, inderdisciplinary research networks,
common experimental protocols, standardised methodologies and data. It also
supports the comparison of models, the integration and synthesis of global
change research, and the timely and appropriate dissemination of knowledge to
the policy and resource management sectors.
This last activity is a major challenge facing the international
global change programmes. Global change itself is a manifestation of current
unsustainable development undertaken by societies around the world. The
transition to sustainability must be based on a sound scientific understanding
of the global systems and their effects on human beings.
There appear to be enormous opportunities for constructive
change in global scientific research management. The increasing use of new
information and communication technologies will facilitate information transfer
and allow international research networks to develop. There seems little doubt
that, faced with global challenges, these enhanced technologies will lead to a
growing clamour for reform aimed at increasing integration of resource
allocation, research planning, and information distribution. One of the most
significant challenges facing the international community in the coming century
will be the development of management and policy mechanisms for the
co-ordination of the international scientific community in order to assure that
the division of labour reflects abilities to contribute to co-operative
scientific projects rather than national interests. Of course, a primary aim
should be to develop realistic and practical policies to reduce the increasing
disparities and disadvantages that already exist.
The new information and communication technologies have modified
the techniques of scientific investigation. They have provided researchers with
the tools for simulating, controlling, recording, and analysing huge quantities
of data. In economic terms, they have helped reduce the costs of scientific
research by making data collectively available - data which is often very
expensive to gather or produce. ICSU has established a Committee on Data for
Science and Technology (CODATA) which is concerned with the organisation,
management, quality control, and dissemination of scientific and technical
data. Collective data sharing is leading to new institutional configurations
and establishing electronic relations between researchers around the globe. In
short, science is developing into a test-bed for many complex technical,
economic, social, and organisational issues concerning international
communication and information distribution.
But the tensions emerging out of these new developments should
not be overlooked. Science needs unrestricted access to data world wide. The
private sector, however, has a strong interest in protecting data in some
areas. But in other areas, it has an equally strong interest in ensuring the
free collection of data of various kinds. On the other hand, individuals have a
desire and right to protect their privacy. Actions have been taken by the World
Intellectual Property Organisation, the European Union, and the United States
aimed at introducing new intellectual property laws. Data bases are not covered
by copyright because they do not meet the test of creativity in the arrangement
of data. Sectors of the information industry, however, believe that a new
copyright clause is needed to protect their investment in creating databases
and to guard against piracy. Extending these rights could impose serious
constraints on science and education, undermining the ability of researchers
and educators to access and use scientific data. It would make it more
difficult for scientists to compile global or regional data bases, or to re-use
and re-combine data for publication or instructional purposes. The trend toward
commercialisation of scientific data is a cause of great concern for all
developing countries because it counteracts access to scientific knowledge and
data which is indispensable.
In addition, because of rising costs, the mainstream scientific
literature which is produced in a few countries has increasingly become
inaccessible to scientists, students, and even libraries in a growing number of
countries. Scientific publishing has become a big business and a commodity only
for those countries who can afford it. This increases the importance of efforts
aimed at increasing participation in science publishing by all countries. The
potential benefits of modern information technologies are not being
sufficiently put to the service of the global scientific community. Instead,
they are being used to the economic advantage of just a few enterprises. In
1992, ICSU, in co-operation with UNESCO, established the International Network
for the Availability of Scientific Publications (INASP), in order to address
many of these challenges. Its objectives are to support and strengthen existing
programmes for the distribution, publication, exchange and donation of books
and journals, to encourage new initiatives to improve the availability of
quality scientific literature, and to help establish the sustainable exchange
and distribution of scientific publications.
It is difficult for scientists in less developed countries to
compete with colleagues in more affluent nations, as they often lack adequate
resources. Laboratory equipment, journals, software, and other necessary items
tend to carry Western price-tags. The same is true of page charges in many
scientific journals. In addition, the dominance of the English language in the
international scientific community conveys an advantage to scientists from
English-speaking countries and from Europe. All of these factors lead to a
marginalisation of the developing world within science, and consequently to a
very low representation of developing countries in the leading international
journals. To make matters worse, a further consequence is that assessments of
scientific productivity solely relying on citation analysis drastically
underestimate the research output of developing countries, as the scientometric
institutes mainly index international journals. South-South co-operation is one
strategy for addressing these problem. For instance, the Third World Network of
Scientific Organisations, in collaboration with the Third World Academy of
Sciences and with the participation of the Centre for Science and Technology of
the Non-aligned and other Developing Countries, has produced many useful
publications including Profiles of Institutes for Scientific Exchange and
Training in the South. The African Energy Policy Research Network (AFREPREN) is
a good example of a successful African network coordinated and run entirely by
Africans. The main conclusions to be drawn are that there are still many
challenges which need to be met before the ideal of science as truly
international can be realised, and international co-operation must be used more
effectively, especially to counteract monopolist trends and to ensure a wider
and more democratic distribution of the resources and products of scientific
activity.
1.5 The teaching of science
It is evident that human resources constitute the ultimate basis
for the wealth of nations. Whereas capital and natural resources are passive
factors of production, human beings are the active agents who accumulate
capital, exploit natural resources, build social, economic, and political
organisations, and carry forward national development. Furthermore, as the 1987
report of the World Commission on the Environment and Development Our Common
Future emphasised, development must become sustainable to ensure that
it meets the needs of the present generation without jeopardising the ability
of future generations to meet their own needs. But the first prerequisite for
sustainable development is education. Only an informed public and a trained
workforce can introduce the new sustainable production and consumption pattern
which is required. What are the primary skills that people must have in order
to carry forward the development of their country with the additional
constraint that this development must be sustainable? What knowledge do they
have to have? What resources must they be able to use? On what can they rely?
UNESCO and ICSU maintain that one of the key components that make the
development of these abilities possible is science, and more specifically, on
top of a solid general education, a proper science education. What are the
grounds for this conviction?
A look at recent history may be helpful. Japan and Germany have
been enormously successful in re-building their countries after World War II.
Among the developing countries, some have been much more successful than others
in developing their economy, especially in Southeast Asia. Clearly, as stated
above, it is human beings who drive development. But what do the countries
mentioned have in common? Two things stand out. First, all of these countries
have placed great emphasis on secondary education with a strong science
component. Secondly, research and development activities in these countries
were supported by a variety of measures. These factors played an important role
in the positive development of these countries as a pool of trained individuals
is of prime importance for developmental activity. Fundamental sciences form an
essential part of any curriculum for training these individuals.
Why is this so? Why is training in mathematics, physics,
chemistry, and biology so helpful? Through this training, students acquire
skills that derive from the special nature of science, more specifically, from
its systematic nature (see section 1.1). Of course, this
training provides students with the ability to address scientific questions as
they arise within the realm of science. But perhaps even more importantly, it
also provides the intellectual skills needed for addressing some of the general
questions the global community is facing today. For most of today's
environmental and developmental issues, the sciences are essential for
detecting and analysing problems, identifying solutions, and ensuring sound
policies and actions. At the same time, the complexity of problems makes
interdisciplinarity and integrated approaches, which include contributions from
the social science, important methodological tools.
On the one hand, science trains systematic thinking by forcing
the articulation of appropriate questions and the identification of the
resources needed for their answers. This systematic training is applied to
concrete problem-solving tasks. On the other hand, the systematic approach must
not petrify the thinking process. Innovative, critical thinking is required as
not all solutions to given problems can be arrived at by applying
well-established methods. In science, the prime authority is the better
argument, not custom, social authority, or convention. However, the need for
creative innovation does not imply an anything-goes mentality. If science has
developed ways to cope with a particular set of problems successfully, then any
would-be innovation must be backed up by very good arguments, otherwise it will
be ignored or discarded.
Science students must first learn some mathematics and
informatics because these are essential parts of science which serve many
functions: theories are frequently articulated in mathematical language.
Testing theories and hypotheses involves statistics. Given large quantities of
data, filtering out the interesting ones requires mathematical screening
methods. Writing computer programmes makes use of algorithms, and much more.
Mathematical thinking trains the ability to abstract: to learn to distinguish
the unimportant from the relevant in a given context, and to discard the
unimportant. In every science problem, a clear articulation of the situation to
be dealt with and the questions to be answered is required. What are the
relevant aspects of the situation at hand? What are the resources for
identifying the relevant? Is it a well-confirmed theory, working hypothesis, or
sheer prejudice? What is it that I want to know about the given situation? Is
it possible, on the basis of the information about the given situation, to
answer these questions? Do I need more information, and if so, what do I have
to do in order to get it? Do I need additional observations or experiments, or
can I rely on existing information? Where is this information accessible? Am I
able, given my resources, to perform the necessary steps, be they
informational, experimental, observational, calculational, or theoretical? What
theories, hypotheses, or models have to be used to answer the main questions?
Are these theoretical assumptions secure enough for the given purpose? How is
the relevant information about the given situation to be extracted from the
theoretical assumptions to be used?
These are the kinds of questions that students are trained to
deal with during their science education. They are also the kinds of questions
asked and answered in the process of productive scientific research, which
usually begins at the postgraduate level. Yet, there are also other abilities
which come into play during active research into partly unknown territory.
First of all, in spite of the fact that initial ideas come from individuals,
productive research in the natural sciences nowadays mostly occurs in groups.
This, then, involves all the social skills necessary to deal with such a
situation. Second, in many research endeavours, a narrow scientific background
will not suffice because knowledge from many areas must be drawn upon if the
problem at hand is to be successfully solved. Thus, perspectives from other
disciplines have to be integrated, which necessitates the establishment of
interdisciplinary communication. As the cultures of different scientific
disciplines are fairly different (subdisciplines may differ considerably - even
within a single discipline), productive interaction between people with
different backgrounds and outlooks is often required.
Looking back at what has been said about training in the sciences, it is
obvious that the abilities gained by science education are essential for people
who want to promote development in their countries. In order to be an effective
means for development, science education must start at the primary level. To
this end, ICSU recently established the Programme on Capacity Building on
Science (PCBS) which focuses on primary education, as well as the public
understanding of science. Realising the great importance of science education,
at the 1995 International Conference on Donor Support to Development Oriented
Research in Basic Sciences at Uppsala, Sweden, a declaration was issued
emphasising the need for attention to education in basic sciences in developing
countries. It contains a set of recommendations for actions by developing
countries. It also emphasised the need for capacity building in the fundamental
sciences, for supporting research and higher education in the basic sciences,
for increasing co-ordination and co-operation, and for improving access to
information supporting fundamental sciences. Many universities in both
industrialised and less developed countries face particular academic and
economic crises, and unflagging efforts are needed world wide to solve these
challenges. Most especially, steps must be taken to arrest the deteriorating
standards at universities in the Third World. To achieve these ends, a viable
interaction between science education and industry is required both nationally
and internationally. |
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